Corporate Transactions
With 30 years of securities industry experience, I provide corporate, LLC and other entity formation and operational guidance including:
- Guidance on Choice of Entities
- ByLaws
- Multiple Classes of Stock
- Buy/Sell agreements
- Mergers and Acquisitions
- Protective Strategies for Officers and Directors
Entity Financing
- Private Securities Transactions and Placements
- Pre-going Public Planning
- Negotiations with Investment Bankers and Underwriters
Broker-Dealer Sales and Acquisitions
- FINRA 1017 Applications